Recruitment by professionals, for professionals

Compliance Officer

Contact Karl Tomkinson
Reference C-KT04156361
Salary Range £30,000 - £60,000 per annum
Job Type Permanent
Location Leamington Spa Warwickshire England West Midlands
Job Duration n/a
Date Posted 07 Feb 2019
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Highly regarded firm in Warwickshire seeks a talented Compliance Officer on a full-time, permanent basis.

A fantastic opportunity has arisen for a Compliance Officer to join our client’s thriving practice located in the Leamington Spa area. The successful applicant shall support the implementation and maintenance of risk management policies within the firm, whilst ensuring compliance with SRA and other regulatory compliance. There will also be a requirement to assist the compliance manager with conducting thematic audits.

• Ensuring compliance
• Anti-money laundering regulations
• Data protection
• Reviewing policies and procedures
• Conducing internal audits
• Quality assurance checks
• Handling enquires and complaints
• Carrying out checks on new business loads
• Due diligence
• Periodic reviews
• Producing various reports
• Investigating incidents
• Conflict checks
• Providing and updating training material

The Candidate
• Applications are encouraged from solicitors with a minimum of one years’ PQE
• Previous experience of working within compliance at a law firm is essential for this role
• Possess strong levels of technical knowledge
• Be a strong team player with the accompanying ability to work under your own initiative
• Excel in communication both verbally and written

The Firm
Our client is a leading law firm with strong roots and ability to blend traditional values with modern practices to deliver full-service legal advice to clients across the UK. Recognising that their employees are their biggest asset, they have created a supportive and enjoyable working environment where staff are able to achieve their full potential. Committed to building long-term relationships with their clients, they go above and beyond to understand and deliver on their needs. Actively involved within their local communities, they support local charities and encourage their staff to get involved with voluntary work. Due to continuous growth and development, they are now seeking to recruit an ambitious Compliance Officer.

• Free parking
• Generous holiday allowance
• Opportunities for career development
• Competitive salary
• Staff activities
• Pension and healthcare scheme

Compliance Officer

For further details of this Compliance Officer vacancy, please contact Karl quoting reference KT04156361.


Law Staff Legal Recruitment Limited are a recruitment agency, all vacancy descriptions are of general content and no responsibility is taken for salary or PQE differences.

By applying for this position at Law Staff Legal you confirm that you have the experience, training, qualifications and any authorisation required by law or by any professional body, which the position requires and that you are willing to work in the position.

By applying for this position you give Law Staff Legal Recruitment Limited authorisation to submit your curriculum vitae to the hirer. If you do not wish us to make this application on your behalf please email informing Law Staff Legal Recruitment Limited of such. Please note however, once an introduction has been made by Law Staff Legal Recruitment it cannot be withdrawn this and you are bound by the terms as stated here in our terms supplied on our web site.

In accordance with The Conduct of Agencies and Businesses Regulations Act of 2003, Law Staff Legal Recruitment Limited require all candidates applying for a position to provide via email, fax or post, a copy of photographic identity and proof of address.

Please also note that all communication, including telephone calls, with Law Staff Legal Recruitment Limited are recorded and monitored for training and compliance purposes.

To view Law Staff Legal Recruitment Limited's candidate registration terms please go to our website.

As part of Law Staff Legal Recruitment Limited's candidate registration and care process, all successful applications are responded to within 7 working days. If you have not been contacted within this timescale your application has been unsuccessful on this occasion.

Address: Please see our website for details
Quick Apply Create a Job Alert
An up to date CV is required to register you so that we may find vacancies that best suit your experience.
Accepted file types: .doc, .docx, .pdf